You would think that European regulators have a lot to worry about with their banks but they’ve got time for a surprising distraction: finalizing a plan to cap bankers’ bonuses at 1x base compensation*:

Bankers’ bonuses across the European Union are set to be limited by law, with many bank lobbyists admitting in private that they have lost the fight against a European Parliament initiative to limit the size of bonuses relative to salary.

Some banks still hope to increase the proposed ratio from 1:1 to 2:1 or beyond, while others are trying to limit the restriction to upfront cash bonuses, excluding deferred payouts. But many bankers now accept the principle of a ratio as inevitable.

“It’s dawning on many banks that this is game over,” said one senior lobbyist. “Many are now resigned to the 1:1 ratio.”

Assuming – as is currently the case – that the caps will be only on the ratio, not the amount, this is a somewhat weird move. Banks in Europe, as you may have heard, are somewhat undercapitalized. They also continue to need to employ bankers, and the going rate for senior bankers in Europe seems to be around 2.5x their current base salaries,** which are already up due to previous noise (and action) about bonus caps. A cap like this should push them up further, increasing banks’ fixed costs at exactly the moment they can’t afford to pay them.

But of course the regulators know that and view it as an acceptable trade-off for the benefit of the bonus cap, which mainly to nudge banks’ culture away from levered risk-taking and toward … I’m gonna say bureaucracy? We talked a bit yesterday about how giving risk-takers too much equity in their risks attracts riskier risk-takers; giving risk-takers too little equity in their risks is a very blunt instrument – it makes them pay less attention – but it does have the advantage of attracting fewer risk-takers. If you want your annual compensation to be a levered derivative on your performance, you go to a hedge fund. If you want it to be mostly fixed and only dimly related to your performance, you go to the European bank of the future. You’d expect the latter group to be a bit duller and more conservative than the former, and dull and conservative may be what the European regulators want want.

Except that they may be looking at the wrong continent. It’s possible that JPMorgan’s comp practices for its Chief Investment Office ended up drawing risky types to the CIO, and signaling to them that they should take more risks. And maybe that led to them putting on a hedge or pseudo-hedge that was a profit center, and then a loss center, and then the center of a Congressional hearing, and then the central argument for taking back their comp. And maybe US bankers are in fact unable to resist adding a little bit of trading risk to whatever they do, and maybe the reason is that they just like their bonuses so much.

But Europe’s banking problems, at a caricatural level, are less about risk-taking by highly compensated risk-takers than they are about lending to homeowners and governments, and the effect of the global downturn on those loans. Here is the IMF report on Spanish banks, for instance (boldface mine):

The initial impact of the global financial crisis was relatively mild. The banking sector weathered the first wave due to robust capital and provisioning buffers. However, banks, like many of their international peers, lost access to wholesale funding markets. During this initial phase of the crisis, the authorities took measures to assist bank funding rather than to inject capital, in line with EU policies.

The second-round effects were severe. The domestic economy entered into a sharp recession, with construction activity collapsing, unemployment soaring, and with the contribution of foreign demand insufficiently strong to clear imbalances. This particularly affected the former savings banks, also reflecting weak lending practices during the economic upswing. In response, the authorities launched a restructuring and recapitalization scheme and tighter minimum capital requirements, thereby encouraging the transformation of these institutions into commercial banks.

The third phase of the global crisis is still underway, reflecting concerns about sovereign debt markets. The defining challenge of this phase is the strong interconnection between the sovereign and its banking system — with the former affecting the financial health of the latter, and vice versa.

In other words, European banks are in trouble, very broadly speaking, not because they are stuffed with degenerate gamblers but because they are stuffed with, well, bureaucrats. Their trouble was not taking big intentional risks via complex trades, but failing to identify that boring mortgages and lending to their own governments would get them in trouble. The problem was not risk appetite, which is increased by a bonus culture, but inattentiveness, which is decreased by it. Perhaps they could have even used a whale in their corner to throw on some macro hedges. And with the new bonus cap, they’re less likely to get one.

Banks bow to EU over limit to bonuses [FT]

* Maybe. Or 2x. Or 5x:

Denmark, which is negotiating for all 27 member states, on Wednesday put forward a potential compromise package at its own initiative. It included a bonus cap of three times fixed pay for top executives and five times fixed salary for “risk takers”, along with a provision that empowered shareholders to set a higher ratio.

But 1x seems to be in the lead.

** That’s from page 16 of the linked report:

The data show that the median of the average ratios [of bonus to base] among [European Union member states] is 122% for executives and 139% for the other identified staff. The highest value of the average ratios that were reported by the MS was 220% for executives and 313% for the other identified staff.

“Identified staff” is a more senior group than just “staff,” but basically the average senior but non-executive European banker has a total comp of 2.4x his or her base. The highest ratio at a European bank was 10.4x, which seems more robustly American.

Comments (62)

  1. Posted by Hakuna Matata Guy | June 14, 2012 at 8:24 AM

    That much effort to write a post and Hakuna Matata Guy is the only one that commented.

  2. Posted by Euro MD | June 14, 2012 at 8:36 AM

    Who cares- the euro cup is on!!!!

  3. Posted by SeppoMarx | June 14, 2012 at 9:30 AM

    Is that why volumes are for shite? Everyone is at Nevada Smith's

  4. Posted by Helicopter Ben | June 14, 2012 at 9:54 AM

    Question: do these rules apply to foreign banking organizations with operations in Europe? If not, that could be a real game changer for American banks with offices in Europe.

    And the best European traders will all want positions in the US in order to boost their compensation.

  5. Posted by heebbanker | June 14, 2012 at 10:24 AM

    what about European banks in the US — Barclays, RBS, etc. Bound by the same rules?

  6. Posted by Anonymous | June 14, 2012 at 11:00 AM

    Damn, my models were all wrong, why was I basing it most recent 0 to 1 ratio ? Black swans are coming…
    –UBS Quant MD

  7. Posted by Guest | June 14, 2012 at 11:26 AM

    But still, double asterisk use for a back page post, kudos Matt

  8. Posted by guest | June 14, 2012 at 11:27 AM

    Euro banks buy euro govvies because noone else will, duh. Not because of bonus culture.

  9. Posted by reospeedwagon916 | June 14, 2012 at 11:28 AM

    "If you want your annual compensation to be a levered derivative on your performance, you go to a hedge fund. If you want it to be mostly fixed and only dimly related to your performance, you go to the European bank of the future. "

    What if we already work for a European bank?

    -UBS Employees

  10. Posted by Guest | June 14, 2012 at 12:19 PM

    Bonus comp is already fixed. At $0.

  11. Posted by Helicopter Ben | June 14, 2012 at 1:03 PM

    I think they would still need to abide by the rules. They get to skirt tougher US regulations on some matters since they are covered by their home country's banking regulations.

  12. Posted by Jeniffer Russom | October 3, 2012 at 12:22 AM

    I normally believed the rear view mirror was inside the car. The kinds that get entangled with car covers are side view mirrors.

  13. Posted by Miranda Dwelle | October 4, 2012 at 2:01 PM

    I really like and appreciate your blog article. Fantastic.

  14. Posted by Vina Cordasco | October 5, 2012 at 12:41 AM

    Make sure you make an appointment for him

  15. Posted by new york travel deals | October 5, 2012 at 2:02 AM

    It’s a pity you don’t have a donate button! I’d most certainly donate to this outstanding blog! I guess for now i’ll settle for book-marking and adding your RSS feed to my Google account. I look forward to new updates and will talk about this website with my Facebook group. Talk soon!

  16. Posted by Domitila Phelan | October 5, 2012 at 5:31 AM

    OUTRAGEOUS! He is a dictator! And I am positive we’ll figure out a whole lot extra about him when he’s outside of office. OMG = Obama Will need to Go!

  17. Posted by LiLash ingredients | October 5, 2012 at 5:35 AM

    Hey I just got a popup from my firewall when I opened your website. Do you realize why this occured? Could it perhaps from the ads or something? It really unusual and I hope it was harmless? Come on, it’s my new PC…

  18. Posted by Repertuar kin | October 5, 2012 at 1:01 PM

    I’m not sure where you’re getting your information, but good topic. I must spend a while finding out much more or working out more. Thank you for excellent info I used to be on the lookout for this information for my mission.

  19. Posted by Yessenia Nocks | October 6, 2012 at 2:12 AM

    As soon as you set your budget, decide where to advertise. To get a cleaning business enterprise it tends to make no sense and would be a waste of one’s income to advertise inside a massive magazine or invest in a Tv commercial that airs on a Saturday night. In addition to becoming high priced, these ads will jaydeep biswas probably not reach your target audience.

  20. Posted by kasyna | October 6, 2012 at 3:40 AM

    Me to put initially, but now I love that. Your web site provides anything beautiful, such as the articles you produce. Truthfully, full of devotion. This is certainly incredible. Page included in preferred, I’ll be browsing frequently :)

  21. Posted by Drozdz | October 6, 2012 at 5:37 AM

    I respect your wordpress theme, where accomplish you get a retain of it through?

  22. Posted by Angry Birds | October 6, 2012 at 9:03 AM

    bless you with regard to the specific blog post ive especially been looking regarding this kind of information on the internet for sum calculate decent now as a result cheers

  23. Posted by Jeffery Melby | October 6, 2012 at 12:18 PM

    The printing firms of holiday themed stationery have separate categories for different seasons and holidays. We have to decide on the design series that fits your needs and ideas for the printing of the stationery. Once the design is fixed on, you then have to choose the greetings card and texture of the paper you wish to use for the card. It is always better to choose paper that has a rich look as it makes the recipient really feel happy as you had spent so substantially for him. If required, you could also choose to have your return address printed on the back envelope flap for the convenience of the recipient. The holiday card gets a better look if you also get a matching envelope lining for the card. This also griffin holdings company enhances the holiday spirit with each a holiday spirited card and envelope.

  24. Posted by drzwi ogniowe | October 6, 2012 at 1:19 PM

    Thanks for the thoughts you have provided here. Additionally, I believe there are many factors which will keep your insurance premium decrease. One is, to contemplate buying autos that are within the good list of car insurance businesses. Cars which are expensive are usually more at risk of being stolen. Aside from that insurance policies are also based on the value of your vehicle, so the more pricey it is, then the higher the particular premium you make payment for.

  25. Posted by Lang Meyers | October 6, 2012 at 9:33 PM

    Additional, in case of fonts, attempt not to mix fonts whenever you design your company card. This essentially provides a busy and confusing look to the card. Don’t forget, you’re dealing in a modest space, and also you do not want the card to appear crowded. It should be easy on the eyes. It is actually normally suggested that you should limit your text sizes to two or 3 sizes highest. By keeping some consistency inside the text of one’s card, you might have more room for creativity griffin holdings group llc inside the general artwork and design.

  26. Posted by Quyen Hefner | October 6, 2012 at 11:29 PM

    As an alternative to the traditional business card, why not try get your make contact with information printed on anything that persons may well leave in plain sight; a thing that can remind them of you and your services or products whenever they look at it. Why not make it message pads, coasters, mouse pads and even make it as fridge magnets. The choice of your small business card style is limited only by your imagination. By making it simple for folks to don’t forget you by utilizing extra unusual styles and designs on your business card griffin holdings group llc can be a wise investment.

  27. Posted by these details | October 7, 2012 at 2:35 AM

    Hi ,I’ve to mention thank you this exciting thread about Sunlight hours 6 |! Regards, Geburtstag

  28. Posted by offshore investments brochure | October 7, 2012 at 4:34 PM

    I was just looking for this info for a while. After 6 hours of continuous Googleing, finally I got it in your website. I wonder what is the lack of Google strategy that don’t rank this kind of informative websites in top of the list. Generally the top sites are full of garbage.

  29. Posted by Carson Galyen | October 7, 2012 at 7:24 PM

    Thank you for the sensible critique. Me and my neighbor were just preparing to do a little research about this. We got a grab a book from our area library but I think I learned more from this post. I’m very glad to see such wonderful info being shared freely out there.

  30. Posted by Bud Beville | October 8, 2012 at 6:42 AM

    wonderful points altogether, you just gained a new reader. What would you recommend in regards to your put up that you made a few days in the past? Any sure?

  31. Posted by bookmarking service | October 8, 2012 at 11:50 AM

    elEwKs Looking forward to reading more. Great article post.Really thank you! Really Cool.

  32. Posted by Plan a month in advance to have specific skills in order to start with. | October 9, 2012 at 4:19 AM
  33. Posted by Astra Resources PLC | October 9, 2012 at 4:08 PM

    Wow, incredible blog structure! How lengthy have you ever been blogging for? you made blogging glance easy. The overall glance of your web site is magnificent, as neatly as the content! Website

  34. Posted by internet and phone Surprise | October 10, 2012 at 1:32 AM

    Most likely since the E is silent which is my guess.

  35. Posted by Larissa Clugston | October 10, 2012 at 9:37 PM

    First, let’s kill off a genuine fabrication: You’ll be able to not use a reverse cellular telephone number lookup for entirely free anywhere, anytime.

  36. Posted by fast internet Phoenix | October 11, 2012 at 3:32 AM

    I wish I was around the left coast, right now, as I might love to see this model. It seems to generally be precisely the layout, including the spacious loft, that I’ve envisioned building 1 day, due to the fact I uncovered this fantastic movement.

  37. Posted by Ezra Beery | October 11, 2012 at 3:56 PM

    Just wanna remark that you have a very nice web site , I the design and style it actually stands out.

  38. Posted by Contest Winner | October 11, 2012 at 4:53 PM

    I really enjoy the blog article.Much thanks again. Fantastic.

  39. Posted by bumble bee halloween costumes | October 11, 2012 at 6:04 PM

    Thanks, I’ve recently been hunting for information about this topic for ages and yours is the best I have discovered so far.

  40. Posted by dieta dukana | October 11, 2012 at 8:50 PM

    Fantastic blog article.Thanks Again. Keep writing.

  41. Posted by movie buzz | October 11, 2012 at 9:49 PM

    Wow, great blog.Thanks Again. Awesome.

  42. Posted by Peter Francis-Macrae | October 12, 2012 at 3:04 AM

    Im thankful for the article.Really looking forward to read more. Much obliged.

  43. Posted by quit smoking hypnosis | October 12, 2012 at 4:51 AM

    wow, awesome blog article.Really looking forward to read more. Want more.

  44. Posted by Peter Francis-Macrae | October 12, 2012 at 3:21 PM

    I really enjoy the blog post.Much thanks again. Awesome.

  45. Posted by strony internetowe | October 12, 2012 at 3:51 PM

    I’ve been absent for a while, but now I remember why I used to love this site. Thanks , I’ll try and check back more often. How frequently you update your site?

  46. Posted by california pacific airlines | October 12, 2012 at 6:21 PM

    Great article post.Thanks Again. Really Cool.

  47. Posted by Emmitt Dice | October 12, 2012 at 9:07 PM

    magnificent points altogether, you simply won a new reader. What would you suggest about your submit that you made a few days ago? Any sure?

  48. Posted by Milford Oare | October 13, 2012 at 2:57 AM

    Hmm it appears like your site ate my first comment (it was super long) so I guess I’ll just sum it up what I submitted and say, I’m thoroughly enjoying your blog. I too am an aspiring blog blogger but I’m still new to everything. Do you have any tips and hints for newbie blog writers? I’d really appreciate it.

  49. Posted by Everette Villela | October 13, 2012 at 10:44 PM

    You can certainly see your enthusiasm within the work you write. The world hopes for more passionate writers such as you who are not afraid to mention how they believe. All the time follow your heart. “What power has law where only money rules.” by Gaius Petronius.

  50. Posted by youtube2mp3 | October 14, 2012 at 8:31 PM

    I genuinely enjoy reading through on this website , it has got excellent posts .

  51. Posted by Augustine Hanni | October 14, 2012 at 9:31 PM

    you are in point of fact a excellent webmaster. The website loading pace is incredible. It sort of feels that you’re doing any unique trick. In addition, The contents are masterpiece. you have performed a magnificent task in this subject!

  52. Posted by wypadek w uk | October 15, 2012 at 10:34 AM

    My spouse and i were delighted that Jordan could solve his investigations by feature of the precious recommendations he gained in your web site. It’s not next to all simplistic to just be present openhanded without restraint ideas that the others could have been selling. Therefore we understand we need the writer to appreciate in support of this. On the whole of the illustrations you have made, the uncomplicated blog navigation, the friendships you make it likely to promote it’s got ordinarily amazing, and it is making our son in totaling to us reckon that the subject substance is cool, and that’s truly mandatory. Be grateful you for all!

  53. Posted by workout program | October 15, 2012 at 11:56 AM

    I really liked your blog.Thanks Again. Cool.

  54. Posted by saikrishna | October 15, 2012 at 10:54 PM

    Very good blog article.Thanks Again.

  55. Posted by emergency tree removal | October 16, 2012 at 1:21 AM

    I really enjoy the blog.Really thank you! Fantastic.

  56. Posted by Web Design | October 16, 2012 at 3:17 AM

    I really liked your article post.Really thank you! Cool.

  57. Posted by buy phen375 | October 16, 2012 at 4:30 AM

    I am so grateful for your blog post.Thanks Again. Fantastic.

  58. Posted by how long does swimmers ear last | October 16, 2012 at 4:47 PM

    Im grateful for the article.Really thank you! Fantastic.

  59. Posted by Flowers Wallpapers | October 16, 2012 at 5:49 PM

    “Thanks for your tips on this web site. Something I would like to say is actually that purchasing electronics products with the Web is actually absolutely nothing brand new. Actually, in the past decade on it’s own, the market for on the internet electronics is continuing to grow substantially. Today, you’ll find virtually any type of electronic device as well as gizmo on the internet, from digital cameras and camcorders to computer components and gaming consoles. “

  60. Posted by solar panels uk | October 16, 2012 at 7:01 PM

    Zune and iPod: Most people compare the Zune to the Touch, but after seeing how slim and surprisingly small and light it is, I consider it to be a rather unique hybrid that combines qualities of both the Touch and the Nano. It’s very colorful and lovely OLED screen is slightly smaller than the touch screen, but the player itself feels quite a bit smaller and lighter. It weighs about 2/3 as much, and is noticeably smaller in width and height, while being just a hair thicker.

  61. Posted by kitchen cabinets vaughan | October 16, 2012 at 8:31 PM

    Thank you for your post.Really thank you! Fantastic.

  62. Posted by Get twitter followers | October 16, 2012 at 10:34 PM

    Hello there! I know this is kinda off topic but I was wondering which blog platform are you using for this site? I’m getting sick and tired of WordPress because I’ve had issues with hackers and I’m looking at alternatives for another platform. I would be great if you could point me in the direction of a good platform.