• 11 Aug 2014 at 6:24 PM
  • Banks

Legal Reserve Watch ’14: JPMorgan Chase

Jamie Dimon may have to squirrel away a few extra dollars, as the SEC and OCC team up to see whether JPMC was a little bit too proud of some of its world-class investment funds.

The Securities and Exchange Commission is investigating whether J.P. Morgan Chase & Co. inappropriately steered private-banking clients to its own investment products and away from those offered by outside firms, according to people close to the probe.

J.P. Morgan Faces More Questions on Conflicts of Interest [WSJ]

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