News

One Unidentified Compliance Staffer Had A Hell Of A Labor Day Weekend On The SEC

Another, alas, did not.

The agency awarded the anonymous employee, who it said worked in audit and compliance, $300,000 for reporting their employer’s unspecified wrongdoing….

Another person was denied an award in the same case.

SEC Hands Out First Whistleblower Award to Compliance Employee [WSJ Risk & Compliance Journal]