Massachusetts Securities Division

  • So ... I hope it's him, no?

    News

    Banker Got In Trouble For Telling Client To Be Honest With Research Analysts

    You may be aware that once there was a problem and this was the problem: Investment bankers wanted to win underwriting business. They realized that having their research analysts shout “BUY BUY BUY!” about every company they underwrote would help to win this business. So they went to their analysts and were all “do that.” […]

    / Dec 17, 2012 at 3:24 PM

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