Finra Still Getting The Hang Of This Whole Exam Grading Thing

Just kidding about those 200+ failure notices.

Our bad!

The Financial Industry Regulatory Authority mistakenly gave failing grades to 208 candidates for the Series 24 exam. “Finra apologizes to the affected individuals for any problems the error may have caused,” Wall Street’s self-funded regulator said Wednesday in a statement. “No individuals incorrectly received a passing grade.”

Finra Says It Accidentally Gave Failing Grade to 208 Test-Takers [Bloomberg]


Vera Kratochvil,

FINRA Is Doing A Whole Lot Less FINRAing These Days

The fines are down 70 percent, but the fun is way way up.

FINRA Happy For The Work

FINRA chief Richard Ketchum has a puzzling message for the industry he regulates: Keep the malfeasance coming.