News

The little regulator that could has 10b5-1 plans, SPACs, Twitter, accounting and chief compliance officers in his sights.

Dilute existing shareholders, have huge block of shares sold, get called overvalued, see stock double, repeat.

Like actual democracy, the Biden administration is in favor of shareholder democracy.

A prescient warning for our times.

The good news is sales are up, although not nearly by that much.

It’s never good when a federal judge cuts your lawyer off with, “That’s enough.”

You can’t buy an Oatly six-pack these days, but you can buy its shares.

This may be the first SPAC to essentially merge with itself, but it will most assuredly not be the last.

Just a bit, though.

The Martin Act strikes again.

All of Paulsboro may boycott its sandwiches, but Hometown International probably doesn’t care.

Shull v. Sorkin is coming back to a courtroom near you (if you live in Manhattan), and to a livestream for everyone else.

The SPAC deal pipeline, of course. Whatever did you think we meant?

Which is another way of saying, it thinks it might not be a mistake.

Luckily for them, they’ll also be getting the certificate, now, too.

Mustafa Qadiri (allegedly) knows what we’re talking about.

It was fun while it lasted. Useful, too.

As the Teutons should know, there are rules, and they are not to be joked about.

Well, strictly speaking, the SEC’s not ready, but practically speaking they’re the same thing.

It’s a rocky start at the SEC for Gary Gensler.

Call it the Coinbase model of doing business.

It does some other stuff, too, but they're not relevant to the bottom line.

TD Ameritrade can’t be hit with a class-action over payment for order flow, so the little app that sometimes couldn’t probably can’t, either.

Lessons from this weekend’s fiery (of course) crash.

Also, it’s not a $100 million deli. It’s a $1.9 billion deli.

The owners of the satellites they’ll be bumping into are less than enthusiastic.

U.S. News may not be a federal agency, but fibbing to them may still be fraud.

This time, though, it’s for taking money from the poor.

Yesterday marks the divide between the cryptopast and the cryptofuture, possibly in more ways than one.

There is no meaningful alternative to the dominatrix of debt, legally speaking.

It has some questions for some banks that they can choose whether or not to answer, for now.

Throw in some Coinbase and Cubes and the future of investing has arrived.

If there’s a benchmark, someone is trying (and probably succeeding) at manipulating it.

He’s practically an American already.