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Regulators

News

In Good, Somewhat Ironic News, SEC Now Plans To Punish Stupidity

By Matt Levine
Bear Stearns

Bear Stearns And The Criminalization of Failure

By Bess Levin
Regulators

UK Regulators Still Hating On The Shorts

By John Carney
Regulators

If Rules Won't Reduce Risk, Will Principles?

By John Carney
Regulators

Icahn Gets Green Light For Yahoo Stock Purchase

By John Carney
Hedge Funds

California Backs Off Hedge Fund Regulation Plan

By John Carney
politics

Comcast Packed The Net Neutrality Debate At Harvard

By John Carney
politics

The Psychology Of Overregulation

By John Carney
politics

Systemic Risk: Government and Media Misdirection

By John Carney
Regulators

Double Standards: Market Failures, Government Solutions

By John Carney
Regulators

Against Common Regulatory Frameworks

By John Carney
Regulators

Looking For Risk In All The Wrong Places

By John Carney
Banks

Too Big To Be Deregulated?As Big Banks Teeter On Edge Of Abyss, Government Regulation May Rise Again

By Joe Weisenthal
Hedge Funds

Fishy Hedge Fund Gets Hooked By CFTC

By Keith Hahn
Regulators

Will Attorney General’s Resignation Help or Hurt Wall Street?Gonzales Had A Mixed Record In The Eyes Of Many On The Street

By John Carney
Hedge Funds

Brian Hunter Vows To Fight!Disgraced Energy Trader Denies Manipulation Charges

By John Carney
Hedge Funds

Brian Hunter Sued—By The CFTC!

By John Carney
Regulators

Mutual Fund Distribution Fees Reconsidered

By John Carney
legal

Snakes In An Accounting Firm: Four Ernst & Young Vipers Indicted For Tax Shelter Scheme

By John Carney
SEC

SEC Allegiance: Banks or Trial Lawyers?

By John Carney
SEC

If at first you don't disclose, just restate and restate again

By Keith Hahn
Banks

Morgan Stanley Pays $7.9 Million for Trying the Office Space Trick

By John Carney
Business Media

Dow Jones Insider Trading Watch: Two Charges, Dow Jones Director Scutinized

By John Carney
insider-trading

Credit Suisse Banker Charged With Insider Trading

By John Carney
legal

Breaking: Apple Backdating Charges, A Settlement And The ‘Apple Rule’ Put To The Test

By John Carney
SEC

NYSE: Still Not Complying With Reg NMS?

By John Carney
Regulators

Capitol Hill Gets All Gassy

By John Carney
SEC

Thain: There Is No Investigation! Hybrid Rocks!

By John Carney
SEC

Feds Looking Into "The Glitch"

By John Carney
SEC

Gary Aguirre: The SEC Is An Insider's Club

By John Carney
Hedge Funds

Hedge Fund Civil War: Big Hedge Funds Battle Small On New Worth Requirements

By John Carney
Business Media

Feds Not Backing Off Backdating

By John Carney
Hedge Funds

One Regulator To Rule Them All

By John Carney
Hedge Funds

Hank Tanks Talk Of Global Hedge Fund Regulation: Tell Germans To Shove It

By John Carney
Back Dating

Is DealBreaker Influencing the SEC?

By John Carney
Banks

Gary Aguirre: My Target Is The SEC

By John Carney
Hedge Funds

Taking A Look Over the Hedge

By John Carney
SEC

Trading: Now A Little Less Fun

By John Carney
Morgan Stanley

Sound and fury signifying nothing?

By John Carney
Regulators

Regulators! Ride!

By John Carney
Regulators

Regulatory Merger

By John Carney
Hedge Funds

SEC Enforcer Promises More Protection For Millionaires

By John Carney
Hedge Funds

Feeling the Squeeze: SEC To Propose Tighter Asset Requirements, Funding For Fraud Investigations

By John Carney
SEC

Is Sarbanes-Oxley Reform On Its Way?

By John Carney
Hedge Funds

Bureaucrats Don’t Hate Hedge Funds, They Just Want Some Of That Money

By John Carney
Hedge Funds

The Aguirre-Mack-Samberg-Pequot-Heller-Credit Suisse-Morgan Stanley-SEC-GAO-Grassley Scandal Goes Meta And Picks Up Two New Players

By John Carney
legal

Spitzer vs. Grasso: It Is So Effin On!

By John Carney
Hedge Funds

Hedge Funds, Private Equity Under International Pressure

By John Carney
Hedge Funds

Connecticut Regulators Move In On Hedge Funds

By John Carney
Regulators

Holston, Young, Parker and Assoc: That’s Russian For “Boiler Room”

By John Carney