September 17, 2021

Regulators

News

In Good, Somewhat Ironic News, SEC Now Plans To Punish Stupidity

Bear Stearns

Bear Stearns And The Criminalization of Failure

Regulators

UK Regulators Still Hating On The Shorts

Regulators

If Rules Won't Reduce Risk, Will Principles?

Regulators

Icahn Gets Green Light For Yahoo Stock Purchase

Hedge Funds

California Backs Off Hedge Fund Regulation Plan

politics

Comcast Packed The Net Neutrality Debate At Harvard

politics

The Psychology Of Overregulation

politics

Systemic Risk: Government and Media Misdirection

Regulators

Double Standards: Market Failures, Government Solutions

Regulators

Against Common Regulatory Frameworks

Regulators

Looking For Risk In All The Wrong Places

Banks

Too Big To Be Deregulated?As Big Banks Teeter On Edge Of Abyss, Government Regulation May Rise Again

Hedge Funds

Fishy Hedge Fund Gets Hooked By CFTC

Regulators

Will Attorney General’s Resignation Help or Hurt Wall Street?Gonzales Had A Mixed Record In The Eyes Of Many On The Street

Hedge Funds

Brian Hunter Vows To Fight!Disgraced Energy Trader Denies Manipulation Charges

Hedge Funds

Brian Hunter Sued—By The CFTC!

Regulators

Mutual Fund Distribution Fees Reconsidered

legal

Snakes In An Accounting Firm: Four Ernst & Young Vipers Indicted For Tax Shelter Scheme

SEC

SEC Allegiance: Banks or Trial Lawyers?

SEC

If at first you don't disclose, just restate and restate again

Banks

Morgan Stanley Pays $7.9 Million for Trying the Office Space Trick

Business Media

Dow Jones Insider Trading Watch: Two Charges, Dow Jones Director Scutinized

insider-trading

Credit Suisse Banker Charged With Insider Trading

legal

Breaking: Apple Backdating Charges, A Settlement And The ‘Apple Rule’ Put To The Test

SEC

NYSE: Still Not Complying With Reg NMS?

Regulators

Capitol Hill Gets All Gassy

SEC

Thain: There Is No Investigation! Hybrid Rocks!

SEC

Feds Looking Into "The Glitch"

SEC

Gary Aguirre: The SEC Is An Insider's Club

Hedge Funds

Hedge Fund Civil War: Big Hedge Funds Battle Small On New Worth Requirements

Business Media

Feds Not Backing Off Backdating

Hedge Funds

One Regulator To Rule Them All

Hedge Funds

Hank Tanks Talk Of Global Hedge Fund Regulation: Tell Germans To Shove It

Back Dating

Is DealBreaker Influencing the SEC?

Banks

Gary Aguirre: My Target Is The SEC

Hedge Funds

Taking A Look Over the Hedge

SEC

Trading: Now A Little Less Fun

Morgan Stanley

Sound and fury signifying nothing?

Regulators

Regulators! Ride!

Regulators

Regulatory Merger

Hedge Funds

SEC Enforcer Promises More Protection For Millionaires

Hedge Funds

Feeling the Squeeze: SEC To Propose Tighter Asset Requirements, Funding For Fraud Investigations

SEC

Is Sarbanes-Oxley Reform On Its Way?

Hedge Funds

Bureaucrats Don’t Hate Hedge Funds, They Just Want Some Of That Money

Hedge Funds

The Aguirre-Mack-Samberg-Pequot-Heller-Credit Suisse-Morgan Stanley-SEC-GAO-Grassley Scandal Goes Meta And Picks Up Two New Players

legal

Spitzer vs. Grasso: It Is So Effin On!

Hedge Funds

Hedge Funds, Private Equity Under International Pressure

Hedge Funds

Connecticut Regulators Move In On Hedge Funds

Regulators

Holston, Young, Parker and Assoc: That’s Russian For “Boiler Room”