Gurbir Grewal
Stephen Buyer, Republican Who Served Nearly 2 Decades In Congress, Arrested For Insider Trading
Given the misbehavior from various lawmakers that we’ve all had to begrudgingly endure in recent years, the idea that a former congressman should know better than to insider trade almost seems quaint.
Seven Million Dollar Fines Levied On Wells Fargo Don’t Make Anti-Money Laundering Compliance Sound Sacrosanct
Charlie Scharf is probably not even made aware of penalties under eight figures.
Always Have A Better Plan B Than Asking To Go To The Bathroom And Just Not Coming Back
Because the SEC and Justice Department? Yea, they’re gonna come back.
SEC Wants Its Alums To Quick F**king Around
You of all people, former enforcement lawyers, ought to know better.
SEC Making Some Seriously Ominous Noises About Auditor Independence
If the Big Four didn’t like giving up their Russian affiliates, imagine how they’ll feel about having to give up the consulting businesses.
‘Sorry’ Seems To Be The Hardest Word, But You’re Damned Well Gonna Say It If Gurbir Grewal Has Anything To Do With It
And as the SEC’s enforcement chief with say-so over settlements, as it happens, he does.