Regulators
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Area Lawyer Will Apply What She Learned Representing Ken Griffin To Senior Market Oversight Role At CFTC
Former Citadel lawyer leaving her job at Coinbase for senior markets oversight gig at CFTC...no, really.
Michael Corbat Tells Finra That He Did An Oopsy And Hired Some Criminals
Citi's background check situation is not...strong?
Going Forward, Federal Regulators Should Announce When They Are NOT Probing Deutsche Bank
If Danske Bank broke all those laws, then the Fed is pretty sure that Deutsche Bank helped.
SEC Legally Daring Tesla Board To Produce Some Balls
Elon Musk no longer controls the adults in the room, wink wink.
CFTC Uses Basic Deductive Reasoning To Charge Staten Island-Based Crypto Trading Firm Named CabbageTech With Fraud
This is what regulators call "A layup."
Report: When It Comes To Regulatory Disclosures, Bridgewater Is Radically Opaque
A scintillating new report from "Grant's Interest Rate Observer" has us musing again about what's going on in the Woods of Westport.
Banned Financial Adviser Who Ignored SEC Had A Plan All Along: Hoodoo Spells...Really
We thought Dawn Bennett was a little nutty, but it turns out that she's just a lady who keeps tongues in jars to keep regulators off her case.
Jay Clayton Didn't Really Work At Goldman Sachs But He Really Will Head The SEC Because He's Qualified To Do So
With Donald Trump offering up daily rounds of target practice to his opponents, it would be wise to hold fire on Jay Clayton.
US Regulators Seemingly Dead-Set On Fining Deutsche Bank All Of The Money
Good news! John Cryan can stop wondering when the next massive fine is coming down the pike.
Raise Your Hand If You Recently Left Your Job At The SEC And DON'T Now Work For Ken Griffin
Hmmm, we're not seeing a ton of hands.
Everyone Hates Compliance Officers
"The most thankless job on Wall Street" is about to get worse.
Regulators Are Unsurprisingly Concerned About The Super-Secret Chatting Application From Goldman and Deutsche Bank
Who's nosey now, New York State Department of Financial Services.
To Protect Consumers, Regulators Allow John Malone to Buy Time Warner Cable
At least it wasn't Comcast, right?... Right?