Ex-Boyfriend Of Biglaw Associate Arrested For Insider Trading... Wonder Where He Allegedly Got All That Nonpublic Info?
An unexpected downside of working from home.
Stephen Buyer, Republican Who Served Nearly 2 Decades In Congress, Arrested For Insider Trading
Given the misbehavior from various lawmakers that we’ve all had to begrudgingly endure in recent years, the idea that a former congressman should know better than to insider trade almost seems quaint.
UBS Took Over A Credit Suisse Strategy So It Gets To Pay The Fine For It
Some rare good news for Credit Suisse.
Credit Suisse Makes Human Sacrifice To Appease Gary Gensler
Perhaps now the regulatory gods will show the bank favor for once.
SEC Probing Whether Goldman Managed To Violate Its Impossibly Easy ESG Standards
Your funds don’t actually have to help save the world, but they do have to live up to their marketing materials.
Instead Of Banning Payment For Order Flow, SEC Will Just Change Everything About Trading So As To Make It Impossible
Gary Gensler’s putting some teeth into best execution.
Pension Funds More Than Happy To Spend A Few Basis Points To Know A Bit More About Their Hedge, Private Equity Funds
And for all of their much-vaunted power, it seems they’ll need the SEC’s help to do so.
$15 Million Escrow Account Enough To Make $410 Million Fraud Allegations Go Away
There may be less than meets the eye in the SEC’s case against p.e. firm StraightPath Venture Partners.
Seven Million Dollar Fines Levied On Wells Fargo Don’t Make Anti-Money Laundering Compliance Sound Sacrosanct
Charlie Scharf is probably not even made aware of penalties under eight figures.
Always Have A Better Plan B Than Asking To Go To The Bathroom And Just Not Coming Back
Because the SEC and Justice Department? Yea, they’re gonna come back.
Ripping Off Your Fellow Creditors Disqualifies You From Bankruptcy Committees And Maybe From Running A Hedge Fund, But Not From Being A Lawyer
Six months’ suspension for six months in jail, apparently.
Prosecutors Pretty Sure You Can’t Lose Your Banks $10 Billion Legally
Which is bad news for Bill Hwang and the Archegos crew.
If Only GWG Holdings Had Been Selling Bonds Linked To Its Own Life Insurance Policy
Then its elderly investors would be fine. As it happens, however….
Actually Twitter’s Pretty Happy To Not Be Owned By Elon Musk
If there were any doubt about it, here’s a poison pill the company’s got between its teeth, ready to bite down should Musk place any large orders.
Supreme Court May Get The SEC Off Elon Musk’s Case
Someone else is doing a better job of fighting regulator-mandated speech restrictions than the world’s richest man.
Gary Gensler Sticks His Finger Into Alleged Ponzi Schemer’s Still-Raw Gunshot Wound
If it’s any consolation, Matthew Beasley will be in prison for so long it won’t matter how much the SEC orders him to pay.
May Amazon Just Should Have Released That Third-Party Data Report
‘Cuz otherwise, you know, the SEC might just subpoena it.
Lawyer Decides Quoting Eminem Best Way To Represent Elon Musk
And you thought brief writing was boring.
Elon Musk Again Demonstrates Belief That Rules Do Not Apply To Him
Especially SEC rules.
Gary Gensler Comes Not To Mourn SPACs But To Bury Them
The SEC comes for the ailing sector with a coup-de-grace.