SEC Gives Investors Another Thing To Wonder And Worry About
Want to know how COVID-19 is impacting your portfolio? Well, you’re just gonna have to wait a little longer.
SEC
You Guys Realize Ticker Symbols Aren’t The Same Thing As Company Names, Right?
And also that multi-billion dollar Silicon Valley unicorns rarely trade over-the-counter?
![Quit hiding behind the bench. By Phil Roeder (Flickr: Supreme Court of the United States) [CC BY 2.0], via Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3MTk0NzU5NTc5MTI1/supremecourt.jpg)
Supreme Court To Consider Whether Financial Fraudsters Should Be Allowed To Just, You Know, Get Away With It
The perfect High Court Tuesday for Donald Trump’s America.
Steven Seagal Is Out Of The CryptoPromotion Business
Don’t worry: He’s still making between two and four movies a year that you won’t see.
SEC Accuses Private Equity Guy/Church Elder With Violating Third, Seventh, Eighth And Tenth Commandments
We’re not saying that Dionne Van Zyl is going to hell, but…
Wells Fargo May Finally Get To Spend That Rainy Day Fund
All at once. In the form of some very large checks to the Justice Department and SEC.
For Once, Guy Claiming Religious Discrimination May Be On To Something
Emmanuel Lemelson may not have the power of prophecy he claims, but he sure does seem to have gotten jobbed by the SEC and a company he shorted.
Human Smokestack Believes In Electric Cars
You can be sure Jim Simons took some deep, satisfying drags as Elon Musk made him another $2 billion.
If You Say You’re Gonna Monitor Your Risk Daily, You Should Probably Monitor Your Risk Daily
Especially if you’re gonna lose a few hundred million dollars. Which, by the way, if you had that risk manager…
So Maybe The SEC Does Need Whistleblowers’ Help?
One soon-to-be-defunct hedge fund was doing all sorts of allegedly improper accounting while the regulator watched.
![By AntanaCoins (Own work) [CC BY-SA 3.0], via Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3MTk1MDI4NTM5MzU2/bitcoin.jpg)
Convicted Hedge Fund Fraudster Now Also Accused Crypto Fraudster
Boaz Manor a.k.a. Shaun MacDonald has (allegedly) moved on with the times.
SEC Commissioner Would Rather Sit Around Listening To Law Students Hear Themselves Talk Than Have Another ‘Substantive Engagement’ With Jay Clayton
Attention NYU Law students: A broken man is coming your way for the fall semester.
Millennial V.C. Fund Lives Up To Name By Investing Heavily In Its Millennial Founder
Unfortunately, according to the SEC, this did not live up to its prospectus.
If Someone Says He’s Both Actually Mining and Bitcoin Mining, He’s Probably Doing Neither
But he might be insider-trading.
It’s Probably A Good Thing Ken Griffin Didn’t Learn Of Underling’s Alleged Insider-Trading Until He Was Long Gone From The Building
Michael Mindlin may have saved himself from a visit to a Citadel black site.
![By Mike Cauldwell (https://www.casascius.com/photos.aspx) [Public domain], via Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3MTE1NTcxOTA2MDM3/bitcoins.jpg)
Lawyers Confidently Proclaim Cryptocurrencies Non-Securities. Perhaps Too Confidently.
Maybe even malpractice-ly.
Jay Clayton Paints His Masterpiece
An accredited investor definition that keeps their numbers about constant and decreases the likelihood of people coming crying to the SEC? It’s perfect.
SEC Finally Doing Something That Works
Would-be whistleblowers are at last getting the message: Don’t.
After WeWork's Epic Buttfumble, SEC No Longer Curious How Snap IPO Happened
Jay Clayton's people come to the conclusion that this IPO market might not be technically criminal, but it is certainly very extremely dumb.
SEC Increasingly Aware That Goldman Sachs Traders Are Deeply Desperate To Survive DJ D-Sol's Purge
The blue windbreakers are now making biannual visits to the trading floors of 200 West Street.
Deutsche Bank Made A Pretty Good Deal
We’re as surprised as you are, but less surprised some muckrakers are here to screw it up.
Neuberger Berman, Saba Capital Disagree On Definition Of ‘Winning’
You’d think it wouldn’t matter, given that both agree on the practical implications, but the hedge fund hopes the SEC sees it differently.