SEC
Robinhood Has A Couple Of Teensy Things To Get Off Its Chest Before Tomorrow’s IPO
We’re sure you’ll agree with it that probes into potential insider-trading and whether its CEO should be allowed to be its CEO are nothing to worry about.
Ex-Hedge Fund Manager And Ex-Mrs. Griffin Now Only One Of Those Two Former Things
That ironclad prenup forces Anne Dias back to the workforce.
![By Mike Cauldwell (https://www.casascius.com/photos.aspx) [Public domain], via Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3MTE1NTcxOTA2MDM3/bitcoins.jpg)
Former Alleged Father-Son Fraudster Allegedly Became A Mama’s Boy
No, Brent Kovar’s mother didn’t have an “artificial intelligence supercomputer” in her basement, the SEC says.
Space SPAC Sketchy, SEC Says
Is it important to ask whether the rockets work and the founder is a possible national security risk?
Former Long Island Iced Tea Allegedly Doing Some Long Island Insider Trading
Certainly more than its doing any iced tea, or blockchain, for that matter. Allegedly.
Robinhood May Lose 81% Of Its Revenue, Still Going Public Anyway
No payment for order flow? No problem for this merry band of troublemakers.
Jamie Dimon Too Busy Buying Fintechs To Check In On Fintech He Already Owns
The SEC, on the other hand…
Get Revenge On The Whistleblower Who Stopped You With This One Vindictive Trick
If you file for bankruptcy, you may lose everyone, but at least he or she will get nothing.
Lordstown Executives Showing Great Confidence In They’re Not-At-All-About-To-Drive-Into-A-Ditch Company
What about selling 99.3% of one’s shares in a company would make you think otherwise?
Another Timely Dealbreaker Warning Not To Confess To Securities Fraud In Public
“Insider trading is part of my investment strategy” is a funny joke only if it’s not. Otherwise, it’s an admission of guilt.
Gary Gensler To Do More In First Months Than Jay Clayton Did In Four Years
The little regulator that could has 10b5-1 plans, SPACs, Twitter, accounting and chief compliance officers in his sights.
SEC: Let’s Just Pretend The Last Four Years Didn’t Happen
Like actual democracy, the Biden administration is in favor of shareholder democracy.
German Fondness For Puns Not Shared By U.S. Regulators
As the Teutons should know, there are rules, and they are not to be joked about.
America Is Still Not Ready For A Bitcoin ETF
Well, strictly speaking, the SEC’s not ready, but practically speaking they’re the same thing.
![By Chris Potter (Flickr: 3D Judges Gavel) [CC BY 2.0], via Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3MTIzODkyNjg0Mjc3/gavel.jpg)
Robinhood Gets Some Good News Vis-à-Vis Getting Sued
TD Ameritrade can’t be hit with a class-action over payment for order flow, so the little app that sometimes couldn’t probably can’t, either.
Coinbase Listing The Last Crypto Milestone Gary Gensler Won’t Get To Weigh In On
Yesterday marks the divide between the cryptopast and the cryptofuture, possibly in more ways than one.
SPAC Industry Marks Latest Scrutiny With Biggest Deal Ever, Potentially Bigger Deal Still
The blank-check bubble looms over Asia.
SPACs, NFTs Have Reached ‘Baseball Card Company Has Heard Of Us And Wants In’ Stage Of Oversaturation
Needless to say, the SEC is concerned.