SEC

Your funds don’t actually have to help save the world, but they do have to live up to their marketing materials.

Gary Gensler’s putting some teeth into best execution.

And for all of their much-vaunted power, it seems they’ll need the SEC’s help to do so.

There may be less than meets the eye in the SEC’s case against p.e. firm StraightPath Venture Partners.

Charlie Scharf is probably not even made aware of penalties under eight figures.

CFTC whistling nervously.

Because the SEC and Justice Department? Yea, they’re gonna come back.

You of all people, former enforcement lawyers, ought to know better.

Six months’ suspension for six months in jail, apparently.

Which is bad news for Bill Hwang and the Archegos crew.

Then its elderly investors would be fine. As it happens, however….

If there were any doubt about it, here’s a poison pill the company’s got between its teeth, ready to bite down should Musk place any large orders.

Someone else is doing a better job of fighting regulator-mandated speech restrictions than the world’s richest man.

If it’s any consolation, Matthew Beasley will be in prison for so long it won’t matter how much the SEC orders him to pay.

‘Cuz otherwise, you know, the SEC might just subpoena it.

And you thought brief writing was boring.

Especially SEC rules.

The SEC comes for the ailing sector with a coup-de-grace.