Securities and Exchange Commission
Merrick Garland Gets Busy
The Justice Department has a new squad of crypto-cops, a new taste for white-collar criminal enforcement, a new demand for cyber-ransom notifications. And if you happen to know where all of Tether’s money is, it would appreciate a call on that, as well.
SEC Just Wondering How Citadel Securities Made Slack Look So Damned Good For Its IPO
And maybe someone can explain all these other techy gadget stocks to them, as well.
If You’ve Got $100 And A Broker’s License, Jay Clayton Has All Sorts Of Money-Losing Opportunities For You
You’re accredited and you’re accredited and YOU. ARE. ALL. ACCREDITED!
Tim Leissner Free To Pursue Party-Planning Career
Because the former Goldman Sachs scam artist is not going to be investment banking anymore.
Jon Corzine Barred From Losing His Own Money Differently From How He Loses Client Money
Which is nice but kind of beside the point, no?
SEC Even Less Interested In Collecting Fines Than It Is In Levying Them
It seems impossible, but appears mathematically true.
SEC Injects A Little Spice Into Smaller Companies
Feel free to keep up whatever shady accounting or outright fraud you’re doing even if you go public.
If The SEC Wants Whistleblowers To Leave It Alone, It’s Gonna Have To Do Better Than This
These eight-figure checks don’t send the message, “we don’t care.”
![Really only one reason to have a branch in Tallinn. By Pjotr Mahhonin [CC BY-SA 4.0 ], from Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3MTIyODE4NzQ2MzMy/danskebank.jpg)
Danske Bank Less And Less A Bank, More And More A Repository For Subpoenas
The SEC’s getting in just as Danske’s getting out—of Estonia.
Defunct Hedge Fund Ends Two-Year Negotiation With Feds, Allowed To Go Out Of Business
Visium Asset Management can cut its last check, one made out to “U.S. Securities and Exchange Commission.”
If Someone Hadn't Traded On Hacked SEC Files, We'd Never Have Known The SEC Was Hacked
Something very weird is going on at the Securities and Exchange Commission.
SEC Stunned To Discover No One Wants To Pay To Be Surveilled
"Hey, pay for this thing you hate" is apparently not the best enforcement mechanism.
How To Make A Million Bucks From Day Trading: A Ponzi Adventure
Harness the limitless loss-making potential of day traders for your next criminal enterprise!
![Put it up for sale! By AgnosticPreachersKid (Own work) [CC BY-SA 3.0], via Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3MTE1MzAzNjY3Njc2/us_securities_and_exchange_commission_headquarters.jpg)
Ernst & Young Auditors Got "Too Close To Clients On A Personal Level," If Ya Know What The SEC Means WINK WINK
It means doing the hibbidy-dibbidy (and attending football games).
![By jules (rolls royce mayonnaise) [CC BY 2.0], via Wikimedia Commons](https://dealbreaker.com/.image/ar_16:9%2Cc_fill%2Ccs_srgb%2Cfl_progressive%2Cg_faces:center%2Cq_auto:good%2Cw_620/MTYxMjc3ODUxODg5NDQ0MzQx/mayonnaise_1.jpg)
Whatever Doesn't Kill A Lynn Tilton Makes Her Stronger: Lynn Tilton
One day soon, probably when she's shooting a follow-up to her 1988 holiday card to clients seen at left, we'll think back on this setback and laugh.